perry anderson
CONSILIUM
In the American intellectual
landscape, the literature of grand strategy forms a domain of its own, distinct
from diplomatic history or political science, though it may occasionally draw
on these. Its sources lie in the country’s security elite, which extends across
the bureaucracy and the academy to foundations, think-tanks and the media. In
this milieu, with its emplacements in the Council on Foreign Relations, the
Kennedy School in Harvard, the Woodrow Wilson Center in Princeton, the Nitze
School at Johns Hopkins, the Naval War College, Georgetown University, the
Brookings and Carnegie Foundations, the Departments of State and of Defense,
not to speak of the National Security Council and the cia,
positions are readily interchangeable, individuals moving seamlessly back and
forth between university chairs or think-tanks and government offices, in
general regardless of the party in control of the Administration.
This amphibious
environment sets output on foreign policy apart from the scholarship of
domestic politics, more tightly confined within the bounds of a professional
discipline and peer-review machinery, where it speaks mainly to itself. The
requirements of proficiency in the discourse of foreign policy are not the
same, because of a two-fold difference of audience: office-holders on the one
hand, an educated public on the other. This body of writing is constitutively
advisory, in a sense stretching back to the Renaissance—counsels to the Prince.
Rulers tolerate no pedants: what advice they receive should be crisp and
uncluttered. In contemporary America, they have a relay below them which values
an accessible éclat for reasons of its own. Think-tanks, of central importance
in this world, dispense their fellows from teaching; in exchange, they expect a
certain public impact—columns, op-eds, talk-shows, best-sellers—from them: not
on the population as a whole, but among the small, well-off minority that takes
an interest in such matters. The effect of this dual calling is to produce a
literature that is less scholarly, but freer and more imaginative—less
costive—than its domestic counterpart.
The contrast is also
rooted in their fields of operation. Domestic politics is of far greater
interest, to many more Americans, than diplomacy. But the political system at
home is subject only to slow changes over time, amid repeated institutional
deadlock of one kind or another. It is a scene of much frustration, rare
excitement. The American imperial system, by contrast, is a theatre of
continual drama—coups, crises, insurgencies, wars, emergencies of every kind;
and there, short of treaties which have to pass the legislature, no decision is
ever deadlocked. The executive can do as it pleases, so long as the masses—a
rare event: eventually Korea or Vietnam; marginally Iraq—are not startled awake
by some unpopular setback. [1] In
the words of a representative insider: ‘In the United States, as in other
countries, foreign policy is the preoccupation of only a small part of the
population. But carrying out any American foreign policy requires the support
of the wider public. Whereas for the foreign-policy elite, the need for
American leadership in the world is a matter of settled conviction, in the
general public the commitment to global leadership is weaker. This is not
surprising. That commitment depends on a view of its effects on the rest of the
world and the likely consequences of its absence. These are views for which
most Americans, like most people in most countries, lack the relevant
information because they are not ordinarily interested enough to gather it. The
politics of American foreign policy thus resembles a firm in which the
management—the foreign-policy elite—has to persuade the shareholders—the
public—to authorize expenditures’: Michael Mandelbaum, ‘The Inadequacy of
American Power’, Foreign Affairs, Sept–Oct 2002, p. 67. It is enough to
ask how many firms consult shareholders over their expenditures—in this case,
of course, military—to see the pertinence of the analogy. In this enormous zone of potential action, the
advisory imagination can roam—run riot, even—with a liberty impossible at home.
Whatever the results, naturally various, there is no mistaking the greater
intellectual energy that foreign policy attracts in the thought-world of the
Beltway and its penumbra.
1. native traditions
On the threshold of the
attacks on the World Trade Center and the Pentagon, there appeared a confident
portmanteau of the native resources that for two centuries ensured that
American foreign policy had ‘won all the prizes’. Walter Russell Mead’s Special
Providence: American Foreign Policy and How It Changed the World (2001) can
be taken as a base-line for the subsequent literature. Continental European traditions
of geopolitical realism, Mead argued, had always been alien to the United
States. [2] Walter
Russell Mead, Special Providence: American Foreign Policy and How It Changed
the World, New York 2001, pp. 34–9 ff. Rejection of Kissinger’s brand of
realism as un-American in Special Providence was no bar to Mead’s
appointment as Kissinger Senior Fellow at the Council on Foreign Relations in
the wake of its success, before taking a chair at Bard. Morality and economics, not geopolitics, were
the essential guidelines of the nation’s role in the world. These did not
preclude the use of force for right ends—in twentieth-century warfare, America
had been more disproportionately destructive of its enemies than Nazi Germany. [3] ‘In
the last five months of World War II, American bombing raids killed more than
900,000 Japanese civilians, not counting the casualties from the atomic strikes
against Hiroshima and Nagasaki. This is more than twice the number of combat
deaths (441,513) that the United States has suffered in all its foreign wars
combined’, while the ratio of civilian to combat deaths in the American wars in
Korea and Vietnam was higher even than in the German invasion of Russia.
Naturally, Mead assures his readers, no moral parallel is implied: Special
Providence, pp. 218–9. But the policies determining these ends were the product of a unique
democratic synthesis: Hamiltonian pursuit of commercial advantage for American
enterprise abroad; Wilsonian duty to extend the values of liberty across the
world; Jeffersonian concern to preserve the virtues of the republic from
foreign temptations; and Jacksonian valour in any challenge to the honour or
security of the country. If the first two were elite creeds, and the third an
inclination among intellectuals, the fourth was the folk ethos of the majority
of the American people. But out of the competition between these—the outlook of
merchants, of missionaries, of constitutional lawyers and of frontiersmen—had
emerged, as in the invisible hand of the market, the best of all foreign
policies. [4] Mead,
Special Providence, pp. 95–6, 311–2. Combining hard and soft power in ways at once
flexible, pragmatic and idealistic, America’s conduct of world affairs derived
from the complementary diversity of its inspirations a homeostatic stability
and wisdom.
Descriptively, the tally
of native traditions laid out in this construction is often vivid and
ingenious, assorted with many acute observations, however roseate the
retrospect in which they issue. Analytically, however, it rests on the non
sequitur of an equivalence between them, as so many contributors to a
common upshot. A glance at the personifications offered of each undoes any such
idea. The long list of Hamiltonian statesmen at the helm of the State
Department or ensconced in the White House—Clay, Webster, Hay, Lodge, tr, Hull, Acheson, the first Bush are mentioned—can find
a Wilsonian counterpart only by appealing to the regularity of mixtures since
the Second World War—fdr, Truman, Kennedy and the
rest; while of Jeffersonian rulers or chancellors there are virtually none—even
the eponym himself scarcely exemplifying abstinence from external ambition and
aggrandisement, [5] For
the actual record of the architect of Montebello, see Robert W. Tucker and
David C. Hendrickson, Empire of Liberty: The Statecraft of Thomas Jefferson,
New York 1990. leaving
as illustration only a forlorn train of isolates and outsiders, in a declension
down to Borah, Lippman, Fulbright. As for Jacksonians, aside from a subsequent
string of undistinguished military veterans in the nineteenth century, Polk and
the second Bush could be counted among their number, but most of the recent
instances cited in Special Providence—Patton, MacArthur, McCain: Wallace
might be added—were burst bullfrogs. Popular support for American wars, Mead
correctly notes, requires galvanization of Jacksonian truculence in the social
depths of the country. But the foreign policy that determines them is set
elsewhere. The reality is that of the four traditions, only two have had
consistent weight since the Spanish–American conflict; the others furnish
little more than sporadic supplies of cassandrism and cannon-fodder.
In that sense, the more
conventional dichotomy with which Kissinger—identified by Mead as the
practitioner of a European-style Realpolitik with no roots in
America—opened his treatise Diplomacy some years earlier, can be taken
as read. In Kissinger’s version, the two legacies that matter are lines that
descend respectively from Theodore Roosevelt and Wilson: the first, a realist
resolve to maintain a balance of power in the world; the second, an idealist
commitment to put an end to arbitrary powers everywhere. Though discredited at
the time, Wilson’s ideas had in the long run prevailed over Roosevelt’s.
American foreign policy would come to conjugate the two, but the Wilsonian
strain would be dominant. ‘A universal grouping of largely democratic nations
would act as the “trustee” of peace and replace the old balance-of-power and
alliance systems. Such exalted sentiments had never before been put forward by
any nation, let alone implemented. Nevertheless, in the hands of American
idealism they were turned into the common currency of national thinking of
foreign policy’, Kissinger declared. Nixon himself had hung a portrait of the
Man of Peace as inspiration to him in the Oval Office: ‘In all this time,
Wilson’s principles have remained the bedrock of American foreign-policy
thinking.’ [6] Once
‘the post-war world became largely America’s creation’, the us would ‘play the role
Wilson had envisioned for it—as a beacon to follow, and a hope to attain’:
Kissinger, Diplomacy, New York 1994, pp. 52, 55.
II
The authorship of the
dictum is enough to indicate the need to invert it. Since the Second World War,
the ideology of American foreign policy has always been predominantly Wilsonian
in register—‘making the world safe for democracy’ segueing into a ‘collective
security’ that would in due course become the outer buckler of ‘national
security’. In substance, its reality has been unswervingly Hamiltonian—the
pursuit of American supremacy, in a world made safe for capital. [7] As
Wilson himself intimated in 1923. ‘The world has been made safe for democracy’,
he wrote. ‘But democracy has not yet made the world safe against irrational
revolution. That supreme task, which is nothing less than the salvation of
civilization, now faces democracy, insistent, imperative. There is no escaping
it, unless everything we have built up is presently to fall in ruin about us;
and the United States, as the greatest of democracies, must undertake it’. For
these reflections, see ‘The Road Away from Revolution’, c. 8 April 1923, The
Papers of Woodrow Wilson, vol. 68, Princeton 1993, p. 323. But with rare exceptions like Kissinger, the
ideology has been a credulous rather than a cynical adornment of the exercise
of American power, whose holders—Bush and Obama are only the latest—have always
believed that there is no conflict between American values and American
interests. That us paramountcy is at once a
national prize and a universal good is taken for granted by policy-makers and
their counsellors, across the party-political board. Terminologically, in this
universe, ‘primacy’ is still preferable to empire, but in its more theoretical
reaches, ‘hegemony’ is now acceptable to virtually all. The contemporary
editors of To Lead the World, a symposium of eminences from every
quarter, remark that all of them agree ‘the United States should be a leader in
the international system’, accept Clinton’s description of it as ‘the
indispensable nation’, and concur that the country should retain its military
predominance: ‘none of the contributors proposes to reduce military spending
significantly or wants to allow us superiority to
erode’. [8] Melvyn
Leffler and Jeffrey Legro, eds, To Lead the World: American Strategy after
the Bush Doctrine, New York 2008, pp. 250–2. The contributors include
Francis Fukuyama, Charles Maier, John Ikenberry, James Kurth, David Kennedy,
Barry Eichengreen, Robert Kagan, Niall Ferguson and Samantha Power, Obama’s
Ambassador to the un. Leffler has himself elsewhere explained that if ‘the
community that came into existence after the Second World War’ is to survive,
‘the hegemonic role of the United States must be relegitimized’, or—as Wilson
put it—‘peace must be secured by the organized moral force of mankind’. Leffler,
‘9/11 and The Past and Future of American Foreign Policy’, International
Affairs, October 2003, pp. 1062–3.
That it should even be
necessary to say so, marks the period since 2001 as a new phase in the
discourse, if not the practice, of empire. Here the vicissitudes of the last
dozen years—the attentats of 2001, the invasion of Iraq in 2003, the
financial crisis of 2008, the continuing war in Afghanistan—have generated an
all but universal problematic. Is American power in global decline? If so, what
are the reasons? What are the remedies? Common leitmotifs run through
many of the answers. Few fail to include a list of the domestic reforms needed
to restore the competitive superiority of American economy and society. All
calculate the risks of a renewal of Great Power rivalry—China figuring most
prominently, but not exclusively—that could endanger American primacy, and
contemplate the dangers of terrorism in the Middle East, threatening American
security. The fortunes of capitalism and the future of democracy are rarely out
of mind. Each construction differs in some significant ways from the next,
offering a spectrum of variations that can be taken as a proxy for the current
repertoire—partly ongoing, partly prospective—of us
grand strategy in the new century. The core of the community producing these is
composed of thinkers whose careers have moved across appointments in
government, universities and foundations. In this milieu, unlike that of
diplomatic historians, direct dispute or polemical engagement are rare, not
only because of the extent of common assumptions, but also because writing is
often shaped with an eye to official preferment, where intellectual pugilism is
not favoured, though divergences of outlook are still plain enough. Individual
quirks ensure that no selection of strategists will be fully representative.
But a number of the most conspicuous contributions are readily identified. [9] Excluded
in what follows are figures whose careers have only been within the media or
the academy. Prominent among the former are the journalists Fareed Zakaria of Newsweek
and Peter Beinart of Time, authors respectively of The Post-American
World (2008) and The Icarus Syndrome (2010). For the second, see
Anders Stephanson, ‘The Toughness Crew’, nlr 82, July–Aug 2013. In the academy, the field of
international relations or ‘security studies’ includes a literature as
dedicated to the technicalities of game theory and rational choice as any
domestic political science, alembications precluding a wider audience, but also
theorists of distinction whose independence of mind has saved them from
temptations of office. John Mearsheimer of Chicago is an outstanding example,
for whose Tragedy of Great Power Politics (2001), see Peter Gowan’s
essay, ‘A Calculus of Power’, nlr 16, July–Aug 2002; but there are not a few others. Of
leading in-and-outers passed over below, Joseph Nye—Harvard Kennedy School;
Under-Secretary of State in the Carter Administration and Chairman of the nsc under Clinton; author of
Bound to Lead (1990) and The Paradox of American Power (2002)—is
insufficiently original, with little more than the banalities of soft power to
his name, to warrant consideration. Philip Bobbitt—currently Director of the
National Security Center at Columbia; service on the cia under Carter, nsc under Clinton and for
the State Department under the second Bush; author of The Shield of Achilles
(2003) and Terror and Consent (2008)—is far from banal, but has been
discussed in depth here by Gopal Balakrishnan, ‘Algorithms of War’, nlr 23, Sept–Oct 2003.
2. crusaders
They can start with the
protean figure of Mead himself. His first work Mortal Splendor,
published in 1987 at the height of the Iran–Contra debacle, chronicled the
failures in turn of Nixon, of Carter and of Reagan to restore the American
empire—bluntly described as such—to its lustre. Criticizing the archaism,
involution and corruption of the Constitution, Mead lamented falling popular living
standards and escalating budgetary deficits, ending with a call to Democrats to
put an end to a decaying ‘bureaucratic and oligarchic order’ with the creation
of a ‘fourth republic’, recasting the New Deal with a more populist and radical
drive, and projecting it outwards as a programme for the world at large. [10] ‘The
reforms must go far beyond those of the Roosevelt period’, Mead insisted. ‘The
next wave will have a more socialist and less liberal coloration than the first
one’: Mortal Splendor: The American Empire in Transition, New York 1987,
pp. 336–8. Fourteen
years later, his stand-point had somersaulted. A virtual pallbearer of empire
in Mortal Splendor, by the time of Special Providence he had
become its trumpeter, though the term itself now disappeared, the us featuring for the most part simply as ‘the central
power in a world-wide system of finance, communications and trade’, and
‘gyroscope of world order’. International hegemony, it was true, the nation did
enjoy. But Americans were insufficiently reflective of its meanings and
purposes, about which more debate between their national traditions of foreign
policy was now needed. His own inclinations, Mead explained, were Jeffersonian. [11] Mead,
Special Providence, pp. 323–4, 333–4.
They did not last long.
Mead’s response to the attacks of 2001, a few months after the appearance of Special
Providence, set its taxonomy to work with a difference. Power, Terror,
Peace and War (2004) set out a robust programme to meet the challenges now
confronting the ‘American project’ of domestic security and a peaceful world,
whose failure would be a disaster for humanity. Fortunately, the us continued to combine the three forms of power that
had hitherto assured its hegemony: ‘sharp’—the military force to prevent the
Middle East becoming a ‘theocratic terror camp’; ‘sticky’—the economic
interdependence that tied China to America through trade and debt; and
‘sweet’—the cultural attractions of American popular movies and music,
universities, feminism, multi-nationals, immigration, charities. But the
socio-economic terrain on which these should now be deployed had shifted. After
the Second World War, Fordism had provided a firm ground for us ascendancy, combining mass production and mass
consumption in a way of life that became the envy of the world. With the end of
the Cold War, the American example appeared to promise a future in which free
markets and free government could henceforward spread everywhere, under a
protective canopy of us might. [12] Mead,
Power, Terror, Peace and War, New York, 2004, pp. 26–55.
But that was to forget
that capitalism is a dynamic system, again and again destroying what it has
created, to give birth to new forms of itself. The bureaucratized, full
employment, manufacturing economy of Fordism was now a thing of the past in
America, as elsewhere. What had replaced it was a ‘millennial capitalism’ of
more free-wheeling competition and individual risk-taking, corporate
down-sizing and hi-tech venturing, shorn of the props and protections of an
earlier epoch: a force feared by all those—governments, elites or masses—who
had benefited from Fordism and still clung to its ways. Restless and
disruptive, it was the arrival of this millennial capitalism that underlay the
revolution in American foreign policy in the new century. Its champions were
now at the helm, remaking Hamiltonian conceptions of business, reviving
Wilsonian values of liberty, and updating a Jacksonian bent for pre-emptive
action. [13] Mead,
Power, Terror, Peace and War, pp. 73–103. By this time, Kissinger
himself—another supporter of the invasion of Iraq—had adopted Mead’s taxonomy
for the purposes of criticizing American conduct of the Cold War prior to the
Nixon Administration and his own assumption of office, as an overly rigid blend
of Wilsonism and Jacksonism, forgetful of Hamiltonian principles. See Does
America Need a Foreign Policy?, New York 2002, pp. 245–56, a volume whose
intellectual quality rarely rises much above the level of its title. The Bush Administration might have offered too
thin a version of the rich case for attacking Iraq, since weapons of mass
destruction were less important than a blow to regional fascism and the
prospect of the first Arab democracy in Baghdad. But this was no time for
Jeffersonian misgivings. Strategically, the Republican Administration had made
most of the right choices. If its execution of them had been somewhat choppy, tr and Wilson had on occasion stumbled at the start of
their revolutions too. With us troops on the
Tigris, the correct strategy for dealing with Arab fascists and terrorists,
indeed all other enemies of freedom, was moving ahead: ‘forward containment’,
complete where necessary with preventive strikes at the adversary.
Three years later, God
and Gold: Britain, America and the Making of the Modern World encased these
themes in a vaster world-historical theodicy. Behind the rise of the United
States to global hegemony lay the prior ascendancy of Britain, in a relation
not of mere sequence but organic connexion, that across five hundred years had
given the Anglo-American powers a succession of unbroken victories over
illiberal enemies—Habsburg Spain, Bourbon and Napoleonic France, Wilhelmine and
Nazi Germany, Imperial Japan, Soviet Russia. The secret of this continuous
triumph lay in a culture uniquely favourable to the titanic forces of
capitalism, crossing Anglican religion and its offshoots with the
Enlightenments of Newton and Smith, Madison and Darwin—a form of Christianity
reconciling reason, revelation and tradition, allied to a ‘golden meme’ of
secular conceptions of order arising out of the free play of natural forces,
and their evolution. In due course, out of the combination of an Abrahamic
faith committed to change—not a static, but a dynamic religion in the sense
described by Bergson—and the explosion of human potential released by
capitalism, came the Whig narrative of overarching historical progress.
Such was the cultural
environment that nurtured the monumental creativity of Anglo-American finance,
first in London and then New York, the core of capitalist efficiency as a
system of rational allocation of resources, with its ingenuity in developing
ever-new devices in banking, trading, stock-jobbing, insurance, all the way to
the credit cards and mortgage-backed securities of contemporary prosperity. The
power of mass consumption, in turn, harnessed by flexible markets to the
economic interests of the talented—‘perhaps the most revolutionary discovery in
human history since the taming of fire’—generated the cascade of inventions in
which Britain and America took the lead: white goods, railways, department
stores, automobiles, telephones, popular culture at large. It was little wonder
these two countries proved invincible on the world stage.
But the very success of
Anglo-America bred its own illusions—a persistent belief that the rest of the
world must of its own accord follow, if not sooner then later, the path to
liberty, diversity and prosperity where it had led the way. Capitalism,
however, could emerge smoothly and gradually into the world only within the
privilege of its Anglican–Whig setting. Everywhere else, its arrival was
harsher—more sudden and disruptive of old ways; typically infected, too, with
resentment at the prowess of the first-comers, and the rough justice others had
reason to feel these meted out to them—a ruthlessness draped with many a pious
expression of regret or rectitude, in the spirit of the Walrus and the
Carpenter. That kind of resentment had been true of successive continental
powers in the Europe of the past, and remained widespread in the extra-European
world today, from the Russian bear licking its wounds to the Chinese dragon
puffing its envious fire, not to speak of assorted Arab scorpions in the Middle
East.
After the end of the
Cold War, dangerous forces were still afoot. In confronting them, the United
States should show tact where other cultures were concerned, whose
sensibilities required the finesse of a ‘diplomacy of civilizations’. But it
had no reason for doubt or despondency. Command of the seas remained the key to
global power, and there us supremacy remained
unchallenged: the maritime system that had assured Anglo-American triumph over
every foe, from the time of Elizabeth I and Philip II onwards, held as firmly
as ever. Europe, united and free, was an ally; Russia, much weakened; China
could be balanced by Japan and India. In the Middle East, Islam as a faith
belonged to the conversation of the world, in which all peoples and cultures
were entitled to their collective recognition, even as the ghost dancers of
Arab terror were crushed. The Pax Americana would persist, for it was
wrong to think that all empires must inevitably decline or disappear. Rather,
as the example of China showed, they may wax and wane over millennia.
By this time, the
invasion of Iraq had ‘proved to be an unnecessary and poorly planned war’,
after all. But us engagement in the Middle East
would have to deepen, and Mead looked forward to the arrival of centrist
Democrats for a course correction. Imbued with the tragic sense of history and
American responsibility bequeathed by Niebuhr, and sustained by the awakening
of a new Evangelical moderation, the nation could recover the dynamism of that
‘deep and apparently in-built human belief that through change we encounter the
transcendent and the divine’. Capitalism was taking us into a future of
accelerating change, and there lay the country’s opportunity. For the American
project was not simply to bring personal freedom and material abundance for
all. It had a higher meaning. In leading the world on a ‘voyage of exploration
into unknown waters’, that is ‘both our destiny and duty’, its maritime order
would be sailing towards an as yet unimagined horizon: there, where ‘the end of
history is the peace of God’. [14] Mead,
God and Gold: Britain, America and the Making of the Modern World, New
York 2007, pp. 378, 387–402, 409, 411, 412.
The extravagance of this
mystico-commercial construction might seem, on the face of it, to remove its
author from mainstream discourse on foreign policy, and it is true that unlike
most of his peers, Mead has never worked in government. But if he nevertheless
remains central as a mind within the field, that is due not so much to the
brutal energy of his style and restless ingenuity of his imagination, but to
the indivisible fashion in which he has embodied in extreme form two opposite
strains of American nationalism, each usually expressed more temperately: the
economic and political realism of the tradition represented by the first
Roosevelt, and the preceptorial and religious moralism consecrated by Wilson.
Drumming out the blunt verities of capitalism, without flinching at—even
rubbing in—the misdeeds of Anglo-American expansion, on the one hand;
sublimating liberal democracy and higher productivity into a parousia of
the Lord, on the other. The flamboyance of the combination has not meant
marginalization. As he had foreseen, a Democrat was soon in the White House again,
intoning the wisdom of Niebuhr, as Mead had wished, in a speech to the Nobel
Committee he could have scripted. When Francis Fukuyama broke with the journal
that had made him famous, The National Interest, on the grounds that it
was tilting too far towards Nixonian Realpolitik, forgetting the salve
of Wilsonian idealism that ought to be its complement, it was Mead who joined
him in creating a new forum, The American Interest, to restore the
balance of a true Liberal Realism. [15] After
coming to the conclusion that most of his fellow neo-conservatives had been too
warmly Wilsonian in their enthusiasm for bringing democracy to Iraq, Fukuyama
then decided that others were becoming too coldly Kissingerian in a calculus of
power detached from the values of democracy. Getting the ideological
temperature right is no easy task, but on it the good health of America’s
relations with the world depends. Having previously written about the work
Fukuyama published at the time, America at the Crossroads: Democracy, Power
and the Neoconservative Legacy (2006), I have not included this in the
literature considered here, though it is an eminent example of it: see, for my
assessment, The Nation, 24 April 2006. Fukuyama and Mead keep up a
running commentary on questions of the hour, national and international, in The
American Interest, which bills itself as having broader concerns—notably in
‘religion, identity, ethnicity and demographics’—than The National Interest,
under a former editor of the latter.
II
More typical of the
field than this ecstatic hybrid are thinkers who belong without ambiguity to a
particular tradition within the external repertory of the American state.
There, as noted, the dominant has since the mid-forties always been
Wilsonian—never more so than under the last three presidencies, all of which
have proclaimed their devotion to the goals of the Peacemaker more vocally than
any of their predecessors. The leading theorists within this camp, Michael
Mandelbaum and John Ikenberry, each with a spell in the State Department, offer
alternative versions of this outlook, substantially overlapping in intellectual
framework, if diverging at significant points in political upshot. [16] Mandelbaum
worked under Eagleburger and Shultz in the first Reagan Administration;
Ikenberry under Baker in the Bush Senior Administration. Characteristically of
such ‘in-and-outers’, partisan affiliations were not involved, the personal
links of both men being Democrat rather than Republican. Mandelbaum is the more prominent and prolific,
producing five widely applauded books in less than a decade, beginning with a
trio whose titles speak for themselves: The Ideas that Conquered the World
(2002), The Case for Goliath (2005) and Democracy’s Good Name
(2007).
For Mandelbaum, the
story of the twentieth century was ‘a Whig history with a vengeance’: the
triumph of the Wilsonian triad of peace, democracy and free markets. These were
the ideas that finished off the Soviet Union, bringing the Cold War to a
victorious end as its rulers succumbed to their attractive force. In part this
was an outcome comparable to natural selection, eliminating the economically
unfit. But it was also an effect of the moral revelation wrought by a superior
creed, comparable to the religious conversion that in late Antiquity
transformed pagans into Christians—Gorbachev, even Deng Xiaoping, had become
latter-day Constantines. The result could be seen after the outrage of 2001.
Every significant government in the world declared its solidarity with America,
for all ‘supported the market-dominated world order that had come under attack
and of which the United States served as the linchpin’, to which there was no
viable alternative. To be sure, the full Wilsonian triad was not yet
universally entrenched. The free market was now the most widely accepted idea
in world history. But peace and democracy were not secure to quite the same
extent. The foreign polices of Moscow and Beijing were less than completely
pacific, their economies were insufficiently marketized, their political
systems only incipiently democratic. The highest objective of the West must now
be to transform and incorporate Russia and China fully into the liberal world
order, as the earlier illiberal powers of Germany and Japan were made over from
challengers into pillars of the system, after the War.
In that task, leadership
fell to one nation, because it is more than a nation. The United States was not
simply a benign Goliath among states, the sun around whom the solar system turns.
It was ‘the World’s Government’, for it alone provided the services of
international security and economic stability to humanity, its role accepted
because of the twenty-first century consensus around the Wilsonian triad.
American contributions to the maintenance of peace and the spread of free
markets were generally acknowledged. But the importance of the United States in
the diffusion of democracy was scarcely less. Historically, the ideas of
liberty and of popular sovereignty—how to govern, and who governs—were
analytically and chronologically distinct. The former predated the latter,
which arrived only with the French Revolution, but then spread much more
rapidly, often at the expense of liberty. Democracy, when it came, would be the
improbable fusion of the two. Its rise in the twentieth century was due in good
part to the dynamism of free markets in generating social prosperity and civil
society. But it also required the magnetic attraction of the power and wealth
of the two great Anglophone democracies, Great Britain and—now
overwhelmingly—the United States. Without their supremacy, the best form of
rule would never have taken root so widely. It was they who made it ‘the
leading brand’ that so many others would want to acquire.
In this construction,
Wilsonian devotion presents an apotheosis of the United States in some ways
more pristine even than the syncretic version in Mead, with its jaunty
allowance of a dark side to the history of American expansionism. Not that the
World’s Government was infallible. Mandelbaum, who had counselled Clinton in
his campaign for the presidency, had a disagreeable surprise when he was
elected: the new National Security Adviser to the White House was Anthony Lake,
rather than himself. Three years later, taking direct aim at Lake, he published
a withering critique of the international performance of the Clinton regime,
‘Foreign Policy as Social Work’, dismissing its interventions in Haiti and
Bosnia as futile attempts to play Mother Teresa abroad, and attacking its expansion
of nato to the east as a foolish provocation of
Russia, jeopardizing its integration into a consensual ecumene after the Cold
War. [17] ‘Foreign
Policy as Social Work’, Foreign Affairs, Jan–Feb 1996; followed by The
Dawn of Peace in Europe, New York 1996, pp. 61–3: ‘nato expansion is, in the
eyes of Russians in the 1990s, what the war guilt clause was for Germans in the
1930s: it reneges on the terms on which they believe the conflict in the West
ended. It is a betrayal of the understanding they thought they had with their
former enemies’, which could ‘produce the worst nightmare of the post-Cold War
era: Weimar Russia’.
Nor, as time went on,
was all well at home. A decade into the new century, The Frugal Superpower
(2010) warned of widening inequality and escalating welfare entitlements amid
continuing fiscal improvidence—Medicare potentially worse than Social Security,
Keynesian deficits compounded by Lafferesque tax-cuts—and the need for the
country to adjust its overseas ends to its domestic means. That Used to Be
Us (2011), co-authored with Thomas Friedman, extended the bill of
anxieties. America’s secondary education was in crisis; its infrastructure was
collapsing; it was spending too little on r&d;
it had no coherent energy policy; its welcome to immigrants had become
grudging. Many individuals offered inspiring examples of altruism and
enterprise, but the nation needed to pull itself collectively together with a set
of public–private partnerships to regain the economic success and social
harmony of old. For that to be possible, shock therapy was needed to shake up
partisan deadlock in the political system—a third-party presidential candidate
upholding the banner of a ‘radical centrism’.
The urgency of such
reforms spells no disaffection with America or retraction of its guardian role
in the world. ‘We, the authors of this book, don’t want simply to restore
American solvency. We want to maintain American greatness. We’re not
green-eyeshade guys. We’re Fourth of July guys’, they explain, in Friedman’s
inimitable tones. [18] Thomas
Friedman and Michael Mandelbaum, That Used To Be Us: What Went Wrong with
America—and How It Can Come Back, New York 2011, p. 10. What follows from the tonics they propose?
Mandelbaum’s cool view of Clinton precluded conventional contrasts with Bush.
In substance the foreign policy of the two had been much the same. Humanitarian
intervention and preventive war were twins, not opposites. The occupation of
Iraq, hailed in an afterword to Ideas That Conquered the World as a
mission to bring the Wilsonian triad—‘the establishment, where they had never
previously existed, of peace, democracy and free markets’—to the Middle East,
had four years later shrunk in Democracy’s Good Name to a quest for
peace—depriving the regime in Baghdad of weapons of mass destruction—rather
than democracy. By the time of The Frugal Superpower, it had ‘nothing to
do with democracy’, and stood condemned as a bungled operation. [19] Mandelbaum,
The Ideas That Conquered the World, New York 2002, p. 412; and Democracy’s
Good Name, New York 2007, p. 231 (where he reflects that if the us had taken hold of Iraq in
the nineteenth century, it could eventually have created the institutions and
values needed for a democracy as the British did in India, producing a local
equivalent of Nehru); The Frugal Superpower, New York 2010, pp. 76–7,
153 (which continues to hope that ‘the American efforts in Iraq might someday
come to be considered successful’). The modulation is not specific to
Mandelbaum; it is widely distributed in the field. Still, though the immediate costs of Bush’s
invasion of Iraq were higher, Clinton’s expansion of nato
was a much more lasting and graver blunder: not attempting, if failing, to
solve a real problem, but creating a problem where none had otherwise existed.
The us should eschew military attempts at
nation-building, and seek international cooperation for its endeavours wherever
possible. But major allies were not always reliable; if the West was faltering
in Afghanistan, it was due to underperformance by a fragmented Europe, rather
than to an overbearing, unilateral America. In the Middle East, war might still
have to be waged against Iran. There closer cooperation was required with ‘the
only democratic and reliably pro-American country’ in the region, one with ‘a
legitimate government, a cohesive society, and formidable military forces: the
state of Israel’. [20] Mandelbaum,
Frugal Superpower, pp. 98, 189–90.
III
Mandelbaum’s writing is
the most strident version of a Wilsonian creed since the end of the Cold War,
but in two respects it is not the purest. Of its nature, this is the tradition
with the highest quotient of edulcoration—the most unequivocally apologetic—in
the canon of American foreign policy, and by the same token, as the closest to
ideology tout court, the most central to officialdom. Mandelbaum’s edges
are too sharp for either requirement, as his relations with the Clinton
Administration showed. Their perfect embodiment is to be found in Ikenberry,
‘the poet laureate of liberal internationalism’, from whom the dead-centre of
the establishment can draw on a more even unction. In 2006, the Princeton
Project on National Security unveiled the Final Paper he co-authored with
Anne-Marie Slaughter, after some four hundred scholars and thinkers had
contributed to the endeavour under their direction. [21] Slaughter,
author of A New World Order (2004) and The Idea that is America:
Keeping Faith with Our Values in a Dangerous World (2007), can be regarded
as a runner-up in the stakes won by Ikenberry. Director of Policy Planning
(2009–11) under Clinton at the State Department, she has, however, been ahead
of the field in clamouring for interventions in Libya and Syria. With a bipartisan preface co-signed by Lake and
Shultz, and the benefit of ‘candid conversations with Zbigniew Brzezinski and
Madeleine Albright’, not to speak of the ‘wisdom and insight of Henry
Kissinger’, Forging a World of Liberty under Law: us
National Security in the 21st Century sought, Ikenberry and Slaughter
explained, to offer nothing less than ‘a collective X article’ that would
provide the nation with the kind of guidance in a new era that Kennan had
supplied at the dawn of the Cold War—though nsc–68,
too, remained an abiding inspiration.
How was a world of
liberty under law to be brought about? Amid much familiar counsel, half a dozen
more pointed proposals stand out. Across the planet, the United States would
have to ‘bring governments up to par’—that is,
seek to make them ‘popular, accountable and rights-regarding’. At the United
Nations, the Security Council should be cleansed of the power of any member to
veto actions of collective security, and the ‘responsibility to protect’ made
obligatory on all member states. The Non-Proliferation Treaty needed to be
tightened, by cutting down leeway for civilian development of nuclear power. In
the interests of peace, the us had the right where
necessary to launch preventive strikes against terrorists, and should be
willing to ‘take considerable risks’ to stop Iran acquiring nuclear capability.
Last but not least, a world-wide Concert of Democracies should be formed as an
alternative seat of legitimacy for military interventions thwarted in the un, capable of by-passing it.
Ikenberry’s subsequent
theoretical offering, Liberal Leviathan (2011), revolves around the idea
that since the American world order of its subtitle ‘reconciles power and
hierarchy with cooperation and legitimacy’, it is—emphatically—a ‘liberal
hegemony, not empire’. For what it rests on is a consensual ‘bargain’, in which
the us obtains the cooperation of other states for
American ends, in exchange for a system of rules that restrains American
autonomy. Such was the genius of the multilateral Western alliance enshrined in
nato, and in bilateral form, of the Security Pact
with Japan, during the Cold War. In the backward outskirts of the world, no doubt,
the us on occasion dealt in more imperious fashion
with states that were clients rather than partners, but these were accessories
without weight in the overall structure of international consent it enjoyed. [22] A
discreet footnote informs us that ‘this study focuses primarily on the
international order created by the United States and the other great powers. It
does not fully illuminate the wider features of the world order that include
America’s relations with weaker, less developed and peripheral states’:
Ikenberry, Liberal Leviathan: The Origins, Crisis and Transformation of the
American World Order, Princeton 2011, p. 27. Today, however, American hegemony was under
pressure. A ‘crisis of authority’ had developed, not out of its failure, but
from its very success. For with the extinction of the ussr,
the us had become a unipolar power, tempted to act
not by common rules it observed, but simply by relationships it established,
leaving its traditional allies with less motive to defer to it just as new
transnational fevers and forces—conspicuously terrorism—required a new set of
responses. The Bush Administration had sought to meet the crisis with
unilateral demonstrations of American will, in a regression to a conservative
nationalism that was counter-productive. The solution to the crisis lay rather
in a renewal of liberal internationalism, capable of renegotiating the
hegemonic bargain of an earlier time to accommodate contemporary realities.
That meant, first and
foremost, a return to multilateralism: the updating and refitting of a liberal
democratic order, as ‘open, friendly, stable’ as of old, but with a wider range
of powers included within it. [23] In
the kind of metaphor that comes readily to anyone’s mind: ‘If the old post-war
hegemonic order were a business enterprise, it would have been called American
Inc. It was an order that, in important respects, was owned and operated by the
United States. The crisis today is really over ownership of that company. In
effect, it is a transition from a semi-private company to one that is publicly
owned and operated—with an expanding array of shareholders and new members on
the board of directors’: Ikenberry, Liberal Leviathan, p. 335. Like the
metamorphosis of News Corp, one might say. The expansion of nato,
the launching of nafta and the creation of the wto were admirable examples. So too were humanitarian
interventions, provided they won the assent of allies. Westphalian principles
were outdated: the liberal international order now had to be more concerned
with the internal condition of states than in the past. Once it had recovered
its multilateral nerve, America could face the future confidently. Certainly,
other powers were rising. But duly renegotiated, the system that served it so
well in the past could ‘slow down and mute the consequences of a return to
multipolarity’. The far-flung order of American hegemony, arguably the most
successful in world history, was ‘easy to join and hard to overturn’. [24] Ikenberry,
Liberal Leviathan, p. xi; ‘Liberal Order Building’, in Leffler and
Legro, eds, To Lead the World, p. 103. If the swing state of China were to sign up to
its rules properly, it would become irresistible. A wise regional strategy in
East Asia needs to be developed to that end. But it can be counted on: ‘The
good news is that the us is fabulously good at
pursuing a milieu-based grand strategy.’ [25] Ikenberry,
Liberal Leviathan, pp. 343–4 ff; ‘Liberal Order Building’, p. 105.
At a global level, of
course, there was bound to be some tension between the exigencies of continued
American leadership and the norms of democratic community. The roles of liberal
hegemon and traditional great power do not always coincide, and should they
conflict too sharply, the grand bargain on which the peace and prosperity of
the world rest would be at risk. For hegemony itself, admittedly, is not
democratic. [26] Ikenberry,
Liberal Leviathan, p. 299. But who is to complain if its outcome has been
so beneficent? No irony is intended in the oxymoron of the book’s title. For
Hobbes, a liberal Leviathan—liberal in this pious usage—would have been matter
for grim humour.
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